Diverse Perspectives from Industry Experts
Our popular #WebinarWednesday series offers practically-focused programs on top-of-mind industry topics.
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The Advisor Landscape: 2020 and BeyondContains 2 Component(s) Includes a Live Web Event on 07/29/2020 at 2:00 PM (EDT)
Asset managers and distributors are invited to learn the importance of developing targeted and successful strategies that increase their reach and impact among financial advisors.
A Global View on Alternative InvestmentsContains 2 Component(s) Includes a Live Web Event on 07/22/2020 at 10:00 AM (EDT)
Alternative investments continue to attract attention from investors around the globe. To help asset managers plan for the future, we have assembled a panel of global experts to review the likely changes in the alts landscape over the coming years and the key business imperatives to keep on the radar in 2020 and beyond.
The Future of Marketing and Regulatory CommunicationsContains 2 Component(s) Includes a Live Web Event on 07/15/2020 at 2:00 PM (EDT)
Join our panel of experts, sponsored by Broadridge, as they dive into the current regulatory environment guiding marketing communications, as well as leading oversight and tracking techniques. Learn from different industry perspectives how firms are approaching and managing their communications strategies.
Developing a “Return to the Workplace” RoadmapContains 1 Component(s), Includes Credits Recorded On: 07/01/2020
Join us for an open discussion around the development of policies and processes for returning to the workplace in a post-lock-down landscape. Our panel of senior executives in the asset management industry will talk candidly about challenges, solutions, and lessons learned around return to work policies.
The Global Pandemic & Its Impact on the Future of the Transfer AgencyContains 1 Component(s) Recorded On: 06/10/2020
Learn more about the industry in motion and how TAs can prepare for the post-crisis recovery period. Join our panel of experts to learn how the COVID-19 crisis has impacted the future of the TA and explore best practices for enhancing the immunity of the transfer agency in the event of another crisis.
CARES Act and the Effect on the Retirement EcosystemContains 1 Component(s) Recorded On: 06/04/2020
Learn more about the the CARES Act and its impact on the retirement community.
COVID-19: Battling Fraudsters and Bad ActorsContains 1 Component(s) Recorded On: 06/03/2020
Risk management and operations executives share their assessment of fraud trends in the current environment and offer tips on evolving fraud prevention best practices during times of crisis.
Reg BI: Implementation & ImplicationsContains 1 Component(s) Recorded On: 05/27/2020
Gain insights into the best practices on implementing Reg BI rules. Our panel of experts will explore what best practices broker-dealers, registered investment advisers, and dual registrants are developing in order to enhance transparency and investor relationship quality.
Automation Adoption: What We're LearningContains 1 Component(s) Recorded On: 05/20/2020
Automation can be a vital component of streamlined, efficient front- to back-office processes. Join our panel of experts—representing technology, fund admin, and operations perspectives—as they explore lessons learned during the global pandemic environment, as well as how to identify and embrace your team’s automation capabilities.