Given fast-evolving technology applications within the asset management industry, data protection remains a critical business imperative.

With regulatory change as a driver for compliance agility and Form N-PORT behind us, what is the next big thing for the back office? This webinar will focus on life after Form N-PORT, the trends and initiatives in the financial services industry.

Understanding and demonstrating the value that data initiatives can unlock requires in-depth understanding of business needs and pain points.

Hear from a panel of global regulatory experts on EU priorities for financial services and the impact on investment funds.

How are fund firms making the most of advanced technology to accurately forecast costs and budget effectively?

This webinar will be focusing on the buzzword "blockchain,"  and its use in cryptocurrency.

Our panel of industry thought leaders explores the industry’s biggest obstacles and opportunities for product differentiation and brand loyalty.

Transfer agencies face significant challenges with cost containment pressure while focused on delivering excellent service to maintain advisor and investor loyalty.

This webinar will discuss the adoption of Regulation Best Interest (Reg BI) and its effect on broker-dealers, investment advisors, and asset managers.

Asset managers and distributors are invited to learn the importance of developing targeted and successful strategies that increase their reach and impact among financial advisors.

Join Nicsa for a Town Hall Meeting on the growing momentum behind the Diversity Project North America.

Join Nicsa’s panel of experts as we discuss what it takes for transfer agents to stay compliant.

Recent geo-political events have made for challenging times for sanctions compliance professionals.

Join our panel of industry executives as they discuss trends in ETF product design and distribution.

Hiring managers looking to create a more dynamic and strategically aligned workplace need to focus their human capital management strategies on developing future talent and training tomorrow

There is a sea change underway in the retirement industry. New technologies are emerging to engage participants and streamline back-office operations. All the while, the regulatory environment continues to shift with new and proposed rules.

Join expert Connie Lindsey, Head of Corporate Social Responsibility and Global Diversity & Inclusion at Northern Trust, as she leads a discussion around progressing talent recruitment, retention and managing to improve diversity and inclusion in the financial industry.

The global asset management industry is facing rapid evolution, sparking changes to existing business models.

An exploration into how asset managers are addressing today’s marketplace challenges and leveraging new tools and technologies to create more fruitful relationships with financial advisors.

With regulators on both sides of the Atlantic poised to take action on multiple fronts, it is important that asset managers understand what issues are on the horizon. This webinar aims at giving you key information on new developments, regulations, and trends that we think asset managers should be tracking for the year ahead.

Join our panel of experts to explore surprising insights and opportunities focused on the next-generation client.

As we enter into the new year, asset managers should consider the tax legislation and reporting requirements that will affect them most drastically in 2019.

Learn how data-driven analytics, omni-channel delivery, and blockchain are helping mutual funds achieve their proxy goals.

Investment firms with an international footprint are beginning to integrate a global view on their overall compliance policies and programs.

Learn more about leveraging AI within your organization! AI has the promise of driving operational efficiencies, enhancing compliance and informing investment decisions.

Join our panel of experts to explore the key aspects and required action items related to the 30e-3 ruling.

Product development has evolved from “long only” mutual funds to innovative investment ideas in ETFs, smart beta, liquid alts, ESG and many more. 

Financial services firms continue to re-imagine their business models. As our industry re-defines the workplaces of the future, more firms are implementing and scaling workplace wellness programs.

You’ve identified, sourced, and analyzed your most valuable data. Now what?

Sustainable Investing is moving from niche to mainstream. Sustainability considerations are becoming increasingly integrated into company processes from product development to distribution.

Financial advisors are inundated with choices among asset managers, making it critical to capture advisors' attention and leave a lasting impression.

Join Nicsa for our latest Fraud Prevention program. Contact centers are under siege from fraudsters, and this Vulnerable Investor Protection webinar will detail how member firms can protect themselves from social engineering and other types of fraud.

Recent geo-political events have made for a challenging few months for sanctions compliance professionals.

The SEC Fiduciary Proposal impacts investment managers and broker dealers alike, from both operations and distribution perspectives.

Where are we six months later? The Markets in Financial Instruments Directive (MiFID II) has brought enormous complexity to asset managers in terms of generating and processing data.

General Data Protection Regulation comes into force across the EU on May 25, 2018.

Join Nicsa for a 30-minute guided tour of the 2018 Transfer Agent Compliance Guide.

Join Nicsa for a distribution call with Foreside Financial Group, Pacific Life, Independent Financial Partners, and Massey Quick Simon.

The integration of tech and operations has been revolutionary, driving a fast pace of change to the asset management business model.