Webinars
Diverse Perspectives from Industry Experts
Our popular #WebinarWednesday series offers practically-focused programs on top-of-mind industry topics.
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Regulatory Roundtable: New Rules & Existing Regulations Impacting Asset Managers
Contains 2 Component(s) Includes a Live Web Event on 08/26/2020 at 2:00 PM (EDT)By highlighting a variety of regulatory changes impacting asset managers, the program will help firms prepare for new and existing regulations. This panel will feature a combination of fund experts, legal professionals and compliance and regulatory executives.
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The Advisor Landscape: 2020 and Beyond
Contains 1 Component(s), Includes CreditsAsset managers and distributors are invited to learn the importance of developing targeted and successful strategies that increase their reach and impact among financial advisors.
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Listen, Learn & Lead.
Contains 1 Component(s)Join us for an important discussion about race in the global asset management industry.
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A Global View on Alternative Investments
Contains 1 Component(s) Recorded On: 07/22/2020Alternative investments continue to attract attention from investors around the globe. To help asset managers plan for the future, we have assembled a panel of global experts to review the likely changes in the alts landscape over the coming years and the key business imperatives to keep on the radar in 2020 and beyond.
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The Future of Marketing and Regulatory Communications
Contains 1 Component(s) Recorded On: 07/15/2020Join our panel of experts, sponsored by Broadridge, as they dive into the current regulatory environment guiding marketing communications, as well as leading oversight and tracking techniques. Learn from different industry perspectives how firms are approaching and managing their communications strategies.
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Developing a “Return to the Workplace” Roadmap
Contains 1 Component(s), Includes Credits Recorded On: 07/01/2020Join us for an open discussion around the development of policies and processes for returning to the workplace in a post-lock-down landscape. Our panel of senior executives in the asset management industry will talk candidly about challenges, solutions, and lessons learned around return to work policies.
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SEC Proposed Rule 2a-5: What you need to know.
Contains 1 Component(s) Recorded On: 06/25/2020Learn more about the SEC's Proposed Rule 2a-5 and its impact on the asset management industry.
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The Global Pandemic & Its Impact on the Future of the Transfer Agency
Contains 1 Component(s) Recorded On: 06/10/2020Learn more about the industry in motion and how TAs can prepare for the post-crisis recovery period. Join our panel of experts to learn how the COVID-19 crisis has impacted the future of the TA and explore best practices for enhancing the immunity of the transfer agency in the event of another crisis.
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CARES Act and the Effect on the Retirement Ecosystem
Contains 1 Component(s) Recorded On: 06/04/2020Learn more about the the CARES Act and its impact on the retirement community.
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COVID-19: Battling Fraudsters and Bad Actors
Contains 1 Component(s) Recorded On: 06/03/2020Risk management and operations executives share their assessment of fraud trends in the current environment and offer tips on evolving fraud prevention best practices during times of crisis.
May contain forward-looking statements subject to various uncertainties. Personal views and observations of individuals contained herein are as of the date of the live event or written material and do not necessarily reflect the views of Nicsa or any of its member organizations. Matters addressed in this work may touch upon legal or regulatory matters, however nothing herein is intended to be or should be construed as legal advice. You should contact your own counsel in order to obtain legal advice regarding these or any other matters. The information contained herein is for informational purposes only and does not constitute a recommendation of best practices.
