Diverse Perspectives from Industry Experts
Our popular #WebinarWednesday series offers practically-focused programs on top-of-mind industry topics.
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Compliance Agility and Efficiency in Investment OperationsContains 1 Component(s) Recorded On: 12/03/2019
With regulatory change as a driver for compliance agility and Form N-PORT behind us, what is the next big thing for the back office? This webinar will focus on life after Form N-PORT, the trends and initiatives in the financial services industry.
Understanding ROI: The Real Impact of Data QualityContains 1 Component(s) Recorded On: 11/06/2019
Understanding and demonstrating the value that data initiatives can unlock requires in-depth understanding of business needs and pain points.
Effective Cost Forecasting and Budgeting in Asset ManagementContains 1 Component(s) Recorded On: 10/02/2019
How are fund firms making the most of advanced technology to accurately forecast costs and budget effectively?
Industry Leaders Outlook: Product & Marketing RoundtableContains 1 Component(s) Recorded On: 09/11/2019
Our panel of industry thought leaders explores the industry’s biggest obstacles and opportunities for product differentiation and brand loyalty.
Navigating Turbulent Changes to the Sanctions LandscapeContains 1 Component(s) Recorded On: 05/22/2019
Recent geo-political events have made for challenging times for sanctions compliance professionals.
The NextGen Workforce in the Asset Management IndustryContains 1 Component(s) Recorded On: 04/17/2019
Hiring managers looking to create a more dynamic and strategically aligned workplace need to focus their human capital management strategies on developing future talent and training tomorrow
Retirement 2020: Maximize Participation, Boost Efficiency & Accelerate OutcomesContains 1 Component(s) Recorded On: 03/20/2019
There is a sea change underway in the retirement industry. New technologies are emerging to engage participants and streamline back-office operations. All the while, the regulatory environment continues to shift with new and proposed rules.
Engaging and Empowering a Diverse WorkforceContains 1 Component(s) Recorded On: 03/13/2019
Join expert Connie Lindsey, Head of Corporate Social Responsibility and Global Diversity & Inclusion at Northern Trust, as she leads a discussion around progressing talent recruitment, retention and managing to improve diversity and inclusion in the financial industry.
Building Deeper Advisory Relationships with DataContains 1 Component(s) Recorded On: 03/06/2019
An exploration into how asset managers are addressing today’s marketplace challenges and leveraging new tools and technologies to create more fruitful relationships with financial advisors.
FinReg Outlook: Clouds on the HorizonContains 1 Component(s) Recorded On: 02/27/2019
With regulators on both sides of the Atlantic poised to take action on multiple fronts, it is important that asset managers understand what issues are on the horizon. This webinar aims at giving you key information on new developments, regulations, and trends that we think asset managers should be tracking for the year ahead.
Tax & Reporting Update: Avoiding Fund Reporting TrapsContains 1 Component(s) Recorded On: 01/16/2019
As we enter into the new year, asset managers should consider the tax legislation and reporting requirements that will affect them most drastically in 2019.
Best Practices in Building a Global Compliance ProgramContains 1 Component(s) Recorded On: 12/19/2018
Investment firms with an international footprint are beginning to integrate a global view on their overall compliance policies and programs.
Rule 30e-3: Best Practices for Notice, Access & E-DeliveryContains 1 Component(s) Recorded On: 11/28/2018
Join our panel of experts to explore the key aspects and required action items related to the 30e-3 ruling.
The Bottom Line: Exploring the Benefits of Wellness in the WorkplaceContains 1 Component(s) Recorded On: 10/31/2018
Financial services firms continue to re-imagine their business models. As our industry re-defines the workplaces of the future, more firms are implementing and scaling workplace wellness programs.
Data Analytics 301: Converting Analysis into Business StrategyContains 1 Component(s) Recorded On: 10/24/2018
You’ve identified, sourced, and analyzed your most valuable data. Now what?
Fraud Prevention Series: Social Engineering Recognition and ResponseContains 1 Component(s) Recorded On: 08/29/2018
Join Nicsa for our latest Fraud Prevention program. Contact centers are under siege from fraudsters, and this Vulnerable Investor Protection webinar will detail how member firms can protect themselves from social engineering and other types of fraud.
First Russian oligarchs, now changes to the Iranian regime - stay one step aheadContains 1 Component(s) Recorded On: 06/27/2018
Recent geo-political events have made for a challenging few months for sanctions compliance professionals.
TA Compliance Guide 101: Getting to Know Nicsa's Essential Reference GuideContains 1 Component(s) Recorded On: 05/09/2018
Join Nicsa for a 30-minute guided tour of the 2018 Transfer Agent Compliance Guide.