
Content by Type
Explore content by format.
Content by Topic
Explore content by subject.
Upcoming Webinars
FinReg Outlook 2021
Contains 2 Component(s) Includes a Live Web Event on 03/10/2021 at 10:00 AM (EST)Asset managers from both sides of the Atlantic are offered a timely view on global legislative timelines for 2021, including updates and action plans from regulatory experts. This webinar is aimed at providing information on new developments, regulations, and trends that global asset managers should be tracking for the year ahead.
-
Register
- Prices available after logging in
- More Information
-
Register
Listen, Learn & Lead: Empowering and Sponsoring Women
Contains 2 Component(s) Includes a Live Web Event on 03/11/2021 at 2:00 PM (EST)Nicsa's Listen, Learn & Lead program is a series of important discussions around diverse segments in the asset management industry. In acknowledgment of International Women's Day on March 8, this installment will focus on empowering and sponsoring women both within your organization and throughout the global asset management industry. Advocating for the advancement of women is crucial for improving gender balance and diversity in leadership teams, while sponsorship can create successful pathways for women at different stages in their careers.
-
Register
- Prices available after logging in
- More Information
-
Register
ETFs: Optimizing Your Product and Distribution Strategy
Contains 2 Component(s), Includes Credits Includes a Live Web Event on 03/24/2021 at 2:00 PM (EDT)Join our panel of industry executives as they discuss ETF trends, and how to fully optimize your product and distribution strategy. The panel will review current trends in ETFs in terms of sales growth, demand and new product opportunities. We will discuss new products in the ETF space such as non-transparent and active ETFs and show how advisor and investor preferences are driving demand for ETFs.
-
Register
- Prices available after logging in
- More Information
-
Register
A Tech Transformation
Contains 2 Component(s) Includes a Live Web Event on 03/31/2021 at 2:00 PM (EDT)Technology is changing the very nature of investing. Asset managers and asset allocators need their investment processes to be repeatable, digital, and measurable if they want to compete and succeed. It’s simply not enough for investment processes to live in spreadsheets. Digitizing the process of developing and executing investment ideas can help asset managers better measure, compare, and refine the effectiveness of those ideas. Investment Data Science (IDS) capabilities can help managers and allocators digitize, measure, and refine their investment process. Join our panel of industry experts sponsored by Northern Trust as we explore how to leverage the power of data in 2021 and beyond.
-
Register
- Prices available after logging in
- More Information
-
Register
New Content
2021 Transfer Agent Compliance Guide
Contains 1 Component(s)Nicsa, in partnership with Donnelley Financial Solutions (DFIN), has published the Transfer Agent Compliance Guide to help keep our membership up to date on the current compliance standards as they relate to the transfer agent function.
-
Register
- Prices available after logging in
- More Information
-
Register
Fraud Prevention in High Risk Environments
Contains 2 Component(s), Includes Credits Recorded On: 02/10/2021Want to stay ahead of the emerging trends and get key insights on both developing and enhancing your firm's fraud recognition programs? Our panel of industry thought leaders share their experiences and lead participants through a discussion around recognizing and addressing the most recent fraud threats.
-
Register
- Prices available after logging in
- More Information
-
Register
Investment Data Science: A World Outside of Spreadsheets
Contains 2 Component(s), Includes Credits Recorded On: 01/27/2021Technology is changing the very nature of investing. Asset managers and asset allocators need their investment processes to be repeatable, digital, and measurable if they want to compete and succeed. It’s simply not enough for investment processes to live in spreadsheets. Digitizing the process of developing and executing investment ideas can help asset managers better measure, compare, and refine the effectiveness of those ideas. Investment Data Science (IDS) capabilities can help managers and allocators digitize, measure, and refine their investment process. Join Nicsa and Northern Trust as we explore how to leverage the power of data in 2021 and beyond.
-
Register
- Prices available after logging in
- More Information
-
Register
Mutual Fund Modernization and Liquidity Risk Management
Contains 1 Component(s)Mutual fund sponsors and their service providers are reevaluating their operating models to support compliance with the SEC?s Mutual Fund Modernization reporting requirements and Liquidity Rule. This discussion explores the challenges that fund sponsors and administrators are facing, as well as insights on how they are responding to each of these emerging regulatory requirements.
-
Register
- Prices available after logging in
- More Information
-
Register
Leveraging Efficiencies Within the Mutual Fund Supply Chain Ecosystem
Contains 1 Component(s)Fund companies, distributors, BDs, and TAs explore the pitfalls and opportunities that exist to enhance counterparty efficiencies. A panel of stakeholders unearth the most significant pain points of the communication process and the risks/costs associated with them. A forward-looking discuss will focus on leveraging resources to ensure transparency within the mutual fund supply chain.
-
Register
- Prices available after logging in
- More Information
-
Register
Recommended for you
Listen, Learn & Lead | Authentic Allyship
Contains 1 Component(s) Recorded On: 08/13/2020Join us for an important discussion about race in the global asset management industry.
-
Register
- Prices available after logging in
- More Information
-
Register
Regulatory Roundtable: New Rules & Existing Regulations Impacting Asset Managers
Contains 2 Component(s), Includes Credits Recorded On: 08/26/2020By highlighting a variety of regulatory changes impacting asset managers, the program will help firms prepare for new and existing regulations. This panel will feature a combination of fund experts, legal professionals and compliance and regulatory executives.
-
Register
- Prices available after logging in
- More Information
-
Register
COVID-19 Rapid Response
Contains 1 Component(s) Recorded On: 03/20/2020We are learning quickly that responding to a global pandemic goes beyond standard BCP/DR plans. Join our panel of crisis management experts for an organizational risk review through a COVID-19 lens. Engage in a fluid discussion about trends and responses we are seeing across the industry.
-
Register
- Prices available after logging in
- More Information
-
Register
The Global Pandemic & Its Impact on the Future of the Transfer Agency
Contains 1 Component(s) Recorded On: 06/10/2020Learn more about the industry in motion and how TAs can prepare for the post-crisis recovery period. Join our panel of experts to learn how the COVID-19 crisis has impacted the future of the TA and explore best practices for enhancing the immunity of the transfer agency in the event of another crisis.
-
Register
- Prices available after logging in
- More Information
-
Register
FinReg Outlook 2021
Contains 2 Component(s) Includes a Live Web Event on 03/10/2021 at 10:00 AM (EST)Asset managers from both sides of the Atlantic are offered a timely view on global legislative timelines for 2021, including updates and action plans from regulatory experts. This webinar is aimed at providing information on new developments, regulations, and trends that global asset managers should be tracking for the year ahead.
-
Register
- Prices available after logging in
- More Information
-
Register
Access Date | Quiz Result | Score | Actions |
---|