The Transfer Agent Compliance Guide has been prepared to assist investment companies and their various service providers by providing a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry. (03/05/2019)

In this Guide, experienced members of Nicsa’s Data Analytics Committee reveal what takes a data analytics process from “good” to “great” – increasing the odds of success and buy-in, and turning data into actionable insights to generate desired outcomes. (10/01/2019)

Given fast-evolving technology applications within the asset management industry, data protection remains a critical business imperative.