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Unit Investment Trusts: An Introduction for Investment Industry ProfessionalsContains 1 Component(s)
An introduction to the regulation and operations of unit investment trusts. (09/01/2013)
Nicsa Transfer Agency Compliance GuideContains 1 Component(s)
The Transfer Agent Compliance Guide has been prepared to assist investment companies and their various service providers by providing a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry. (03/05/2019)