Your Source for Industry Standards
Download Nicsa Reference Guides for industry standards on regulatory issues, product features, and more.
You must be a member to view Knowledge Center content. Create an account or learn more about becoming a Nicsa member.
Topics in Performance Appraisal Level II chapterContains 1 Component(s)
There are various performance appraisal metrics, contexts, and considerations when undertaking a performance evaluation. Chapter from the CFA Institute CIPM program.
Performance Evaluation Introduction Level I chapterContains 1 Component(s)
Performance evaluation is an integral part of the investment management decision process because it provides feedback on the effects of investment activities and the decisions on the performance of portfolios. Chapter from the CFA Institute CIPM program.
Unit Investment Trusts: An Introduction for Investment Industry ProfessionalsContains 1 Component(s)
An introduction to the regulation and operations of unit investment trusts. (09/01/2013)
Nicsa Transfer Agency Compliance GuideContains 1 Component(s)
The Transfer Agent Compliance Guide has been prepared to assist investment companies and their various service providers by providing a comprehensive, educational resource of current compliance updates and standards as they relate to the transfer agent function within the asset management industry. (03/05/2019)
|Access Date||Quiz Result||Score||Actions|