New Challenges on the TA Compliance Landscape
Recorded On: 05/29/2019
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Join Nicsa’s panel of experts as we discuss what it takes for transfer agents to stay compliant with GDPR regulations, elder abuse prevention best practices, and other top of mind compliance issues.
Timothy Johnson
Partner, Reed Smith
Bridget Ireland
Compliance Officer, FIS Investor Services
Jim Kramer
Regional Director, Sales Support Operations, Northern Trust
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