Mutual Fund Modernization and Liquidity Risk Management

Recorded On: 01/24/2018

Mutual fund sponsors and their service providers are reevaluating their operating models to support compliance with the SEC's Mutual Fund Modernization reporting requirements and Liquidity Rule. This discussion explores the challenges that fund sponsors and administrators are facing, as well as insights on how they are responding to each of these emerging regulatory requirements. 

Learning Objectives: Obtain perspective on recent developments that could potentially impact each regulatory requirement Discuss how fund sponsors and administrators are preparing Broadly identify challenges in preparing for the new Modernization Forms and Rule 22e-4 and how the industry is solving for these challenges Learn about emerging practices to comply and gain perspective on industry readiness.


Recorded 01/24/2018
Recorded 01/24/2018