COVID-19: Regulatory Climate Update & Relief Briefing

Recorded On: 04/01/2020

Industry regulatory experts assess the regulatory climate, including current and pending regulatory relief for fund managers, registered investment companies and respective boards. Join our panel of industry thought leaders for a regulatory climate assessment, including an update on relief for fund managers, registered investment companies and respective boards.

 SEC Exemptions 

o   NFA Relief 

o   IRS/Treasury Guidance 

o   FINRA Relief 

o   and more

Michael Donowitz (Moderator)

Vice President of Regulatory Affairs, Broadridge

Jay Herold

Vice President and Sr. Counsel, MFS

Rita Rubin

Counsel, Ropes & Gray

Key:

Complete
Failed
Available
Locked
Webinar
04/01/2020 at 2:00 PM (EDT)   |  60 minutes
04/01/2020 at 2:00 PM (EDT)   |  60 minutes