
COVID-19
To help our members address the challenges of a global pandemic environment, Nicsa is committed to providing a platform where collaboration, connectivity, and cooperation can take place among industry participants.
Join the conversation on how asset managers, broker dealers and service providers are tackling the current landscape. Be a voice in the advancement of best practices in unprecedented times.
Please note, due to the constantly evolving nature of the COVID-19 pandemic, topics, dates or presenters may change. We will continue to keep this page as current as possible.
Developing a “Return to the Workplace” Roadmap
Contains 1 Component(s), Includes Credits Recorded On: 07/01/2020Join us for an open discussion around the development of policies and processes for returning to the workplace in a post-lock-down landscape. Our panel of senior executives in the asset management industry will talk candidly about challenges, solutions, and lessons learned around return to work policies.
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Toolkit | Battling Fraudsters and Bad Actors Tip Sheet
Contains 1 Component(s)Nicsa’s Compliance & Risk Management Committee and TA Committee explore best practices for battling fraud during the time known as COVID-19, which brings with it its own trends and nuances.
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Toolkit | Work from Home Cybersecurity Tip Sheet
Contains 1 Component(s)Nicsa’s Compliance & Risk Management Committee and TA Committee explore best practice tips for cybersecurity compliance in a work-from-home environment.
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COVID-19: Battling Fraudsters and Bad Actors
Contains 1 Component(s) Recorded On: 06/03/2020Risk management and operations executives share their assessment of fraud trends in the current environment and offer tips on evolving fraud prevention best practices during times of crisis.
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COVID-19: Inclusion and Well Being
Contains 1 Component(s) Recorded On: 04/23/2020A conversation with Diversity Project NA founding members around employee well-being and keeping the spotlight on inclusion in this new WFH environment.
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COVID-19: Achieving Success with Remote Workforces
Contains 1 Component(s) Recorded On: 04/15/2020Industry leaders share experiences related to identifying essential workers, utilizing new technology platforms, maintaining productivity, and managing the needs of remote teams.
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COVID-19: Trading, Valuation, and Liquidity Challenges
Contains 1 Component(s) Recorded On: 04/08/2020Join us as we explore and share potential solutions to fund admin challenges amid the COVID-19 crisis.
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COVID-19: Regulatory Climate Update & Relief Briefing
Contains 1 Component(s) Recorded On: 04/01/2020Industry regulatory experts assess the regulatory climate, including current and pending regulatory relief for fund managers, registered investment companies and respective boards.
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COVID-19 Rapid Response
Contains 1 Component(s) Recorded On: 03/20/2020We are learning quickly that responding to a global pandemic goes beyond standard BCP/DR plans. Join our panel of crisis management experts for an organizational risk review through a COVID-19 lens. Engage in a fluid discussion about trends and responses we are seeing across the industry.
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COVID-19 Industry Resource Pages
•SEC - https://www.sec.gov/sec-coronavirus-covid-19-response
•FINRA - https://www.finra.org/rules-guidance/key-topics/covid-19
•NFA - https://www.nfa.futures.org/coronavirus/index.html
•IRS - https://www.irs.gov/coronavirus
•DOL - https://www.dol.gov/coronavirus
•SIFMA - https://www.sifma.org/resources/general/bcp/
•ICI - https://www.ici.org/covid19
Nicsa Members Resource Pages & Thought Leadership
COVID-19 Resources supplied by our members and partners.
• EY "Leading Inclusively During a Crisis"
• DTCC "Managing Risk in Times of Crisis"
• Deloitte "COVID-19: Virtual Close Preparedness"
• Morgan Stanley "Coronavirus: Recession, Response, Recovery"
• PWC "How COVID-19 is Affecting the Asset & Wealth Management Industry"
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