Dealer/Custodian Resignations
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This white paper reports on a recently-conducted survey that was designed to gauge industry preparation for, and open a dialogue about, procedural development regarding the handling of a potential surge in "orphaned" accounts triggered, in part, by the Department of Labor's April 6, 2016, fiduciary rule under ERISA, and in part by other pre-existing considerations. (02/01/2017)
Christine Preusler
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